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- PART I. THE UNION AS CREATED BY THE FOUNDING FATHERS
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- Unit Introduction:
In Part One we briefly examine
some of the principles and thoughts of government as colonies evolved into
states and states joined for the common good to over through a tyrannical English
The history behind the war for independence in the 1700's will set the
stage for the secession of Southern states in the 1860's. The independent
nature of the people and the individual states could be seen early in the
history of the United States.
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- Unit Objective: Identify the need
for the Declaration of Independence, Articles of Confederation, and the
Constitution along with the early formation of a state sovereignty
concept.
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- A. Breaking Away from Great Britain,
A Declaration of Independence:
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Following
the end of the French and Indian Wars, Great Britain became the most powerful
nation in the world. The colonies in the Americas were proud of the
British accomplishments and did their fair share to contribute to the success of
the English domination. Laws restricting American trade and commerce gave
the colonists growing dissatisfaction with their role in the British
Empire. Laws that were considered unjust, particular taxing laws, caused
great dissention. The imposition of taxes and other restrictive laws eventually
resulted in the colonists revolting against their once beloved homeland.
At first it was a battle to secure the full rights as British citizens, but
later it turned into a fight for independence from Great Britain. Each colony
within the Americas raised its own militia and regulated operations within its
borders independent of the others states.
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In
September 1774, an assembly or Congress of the "ablest and wealthiest
men in America" met in Philadelphia. There were representatives from
all the colonies, except Georgia, at the Congress. It voted that the British
Parliament had no right to raise taxes in the colonies and that the colonies
should neither pay taxes, nor trade with Britain, until the British
government had given in. This was the First Continental Congress
formed in opposition to the Intolerable Acts.
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- The colonies that had risen up
against Britain were by no means united in their opposition to the mother
country. Some colonies were hostile to neighboring colonies. About half
the colonialists remained loyal to Britain. It was obvious that, if they
were to succeed in the coming struggle, some kind of union would be
necessary.
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A
Second Continental
Congress met in Philadelphia in May 1775
to address this issue.
This
congress passed the Declaration of
Independence in 1776. Congress felt it would give the independent
colonies a common cause to fight and could attract help from European
countries. Throughout June 1776, Thomas Jefferson, chairman of the
Declaration committee, shut himself up in a room above a carpenter's shop
in Philadelphia to draft this Declaration. Many of the ideas were inspired
by Locke's "Treatises on Government" - that all men are created
equal, that they have certain inalienable rights, those of life, liberty
and the "pursuit of happiness", and that a government's
job is to protect these rights and, if it fails to protect them, it should
be replaced. The key expression of the Declaration is "government by
the consent of the governed". This, and the other ideas contained in
the Declaration, would inspire numerous
similar declarations in other countries in the 19th and early 20th
centuries.
The
Congress also claimed the authority over all the colonies in order to
establish the American Continental Army. The Virginian landowner
and militia colonel, George Washington, who had fought the French in the
Seven Years' War, was placed in command.
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- B. The Articles of Confederation
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On the advice of
Richard Henry Lee of Virginia, a plan of union was needed. On June 11, 1776, a committee was appointed by the Continental Congress
to prepare a form of government amongst the 13 independent states in
the New World. This plan was to be the Articles of
Confederation. The new republic was not a consolidated government, but a
confederacy of thirteen independent states.
- "Each State retains its
sovereignty, freedom, and independence, and every power, jurisdiction and right,
which is not by this Confederation expressly delegated to the United
States in Congress assembled." (Article II, Articles of
Confederation)
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committee reported on July 12, of the same year,
but no plan was agreed upon until November 2, 1777. The delay was due
to the fact that each state was afraid that some of its rights might
be encroached upon, so, finally, it was decided that each state was to have only one vote in Congress.
They next argued over the question of
revenue, and it was decided that revenue should be raised by
requisition on the states. The question of the
public lands also
prevented some colonies from giving hearty support of the plan.
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- Marylanders would
not ratify the Articles of Confederation, even after they were
adopted. This because Virginia and other states, including New York,
Connecticut and Massachusetts, refused to give up their claims to disputed
land west of the Ohio river. Finally, the states agreed to surrender their
territory to the United States, then Maryland ratified the Articles
of Confederation and they went into force, March 2, 1781 ending a debate
that had taken nearly five years.
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- It was the Thirteen Colonies
who had won their independence from Britain, but certainly not a united,
single country. After 1783, there remained little to bind the Thirteen
Colonies together. The England had been defeated in war and each colony
went its own way again.
The
Continental army was neglected and each individual colony, now called a
state, started minting its own money, making its own laws and imposing
import duties on goods from other states. Some states were even
preparing to raise their own army and navy and to sign treaties with
European countries. One
state, Rhode Island, printed lots of paper money and allowed its'
merchants to settle debts in other states with this worthless currency.
The possibility of war between the newly independent states was a
growing concern. There was little confidence in commerce between the
states.
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- A call was made to hold a general convention of the
states to revise the Articles of Confederation. In September 1786
an attempt was made to regulate trade among all the states through
revision. Representatives from only five states met in Annapolis, Maryland.
There were too few states in attendance to accomplish anything other that
they concluded that another convention should meet in Philadelphia, to
provide "a Federal Government adequate to the necessities of the
Union." Each
state would then send representatives to Philadelphia in May 1787, to
draft a Constitution.
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C. The Constitution
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In 1787 delegates from 12 of the existing 13 states met in
Philadelphia, Pennsylvania, for "the sole and express purpose of
revising the Articles of Confederation." Rhode Island declined
to attend. Patrick Henry, an ardent champion of state sovereignty, suspected
that the convention planned to establish a strong central government
at the expense of state power. Although named a delegate, he stayed
away because, as he put it, he "smelt a rat."
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- Samuel Adams, who also declined to attend the convention, shared Henry's
suspicions. The convention met behind closed doors. The doors were locked
and the members pledged themselves to secrecy. This pledge was faithfully
kept for fifty years.
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- After James Madison's death, his journal was
published, and the particulars, as to parties and debates in the
convention became known to the world. Some members advocated three
republics; others one, with three presidents. Several issues arose in the
convention that required compromise. Equal and fair representation by
each state in the union was settled by creating a Senate, where each state had
equal representation, and a House of Representatives, where each state was
represented according to its population.
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- Another compromise involved the counting of Negroes in determining
representation. Northern states felt that Negroes should not be counted,
as the Southern states had many more Negroes than did Northern states.
Southern states felt the Negro population should be counted. The issue
was settled by counting five Negroes as equal to three white men when determining
representation.
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- In a third compromise the abolition of the slave-trade was introduced.
South Carolina opposed immediate abolition. New England ship-owners made
great profits by the trade. The New England states, South Carolina and
Georgia voted that Congress should be powerless to stop the trade before
1808, extending the slave trade for twenty more years.
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- Important to all
states was the issue of states rights, which brought about the tenth amendment
which states:
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- "the powers not delegated to the United States, by the Constitution,
nor prohibited by it to the States, are reserved to the States, or to the
people."
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- This was brought about after Massachusetts demanded
"that it be explicitly declared, that all powers not delegated by
the aforesaid Constitution are reserved to the several states, to be by
them exercised."
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- Each state firmly believed, that because they had freely entered into
the Constitution they could withdraw from it as they saw necessary.
Each state was to remain a separate entity and retain their
individual sovereignty. Virginia, and New York, in their ratification
of the Constitution, stated that they the reserved the right to secede from the
union whenever the National Government used its powers to the
oppression and injury of the people.
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- Delaware, Pennsylvania and New Jersey ratified the Constitution in
1787. The following year Georgia, Connecticut, Massachusetts,
Maryland, South Carolina, New Hampshire, Virginia and New York
ratified the Constitution. It was not until 1789 that North Carolina
ratified the Constitution. Rhode Island finally ratified the Constitution in
1790. Prior to the ratification by all states there was no complete
Union. The Union was
- created by the states, with the consent of each individual
state and it only took nine states to validate the document.
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- The Articles of Confederation
in the preamble and in Article XIII refer to "a perpetual union", but each state chose to seceded from the Articles, dissolving that
bond by document, to seek a new union from whichever states might ratify a new
constitution. The term "perpetual
union" was not incorporated into the United States Constitution,
perhaps due to the poor performance and cooperation of states under the
Articles of Confederation. The independent nature
of the citizens and the states was already quite evident
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- "And Whereas it hath
pleased the Great Governor of the World to incline the hearts of the
legislatures we respectively represent in Congress, to approve of, and
to authorize us to ratify the said Articles of Confederation and
perpetual Union. Know Ye that we the undersigned delegates, by virtue of
the power and authority to us given for that purpose, do by these
presents, in the name and in behalf of our respective constituents,
fully and entirely ratify and confirm each and every of the said
Articles of Confederation and perpetual Union, and all and singular the
matters and things therein contained: And we do further solemnly plight
and engage the faith of our respective constituents, that they shall
abide by the determinations of the United States in Congress assembled,
on all questions, which by the said Confederation are submitted to them.
And that the Articles thereof shall be inviolably observed by the States
we respectively represent, and that the Union shall be perpetual."
(Article XIII, Articles of
Confederation)
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- It is important to realize that the formation of the United
States, under the Constitution, did not create a new nation or nationality that would supersede
existing statehoods. The people still remained citizens of the state in which they
lived. The "U.S. Citizen" did not exist. The Constitution of 1787
was a compact between sovereign states and was not perpetual nor
national.
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- Daniel
Webster, a noted orator, Senator from Massachusetts and three time Presidential
candidate was quoted in numerous speeches that all "states are
nations", and "The
contest, for ages, has been to rescue liberty from the grasp of executive
power." Many of Webster's earlier quotes can be seen
reinforcement of states rights and would be condemning of a Federal Army the
invading sovereign states. For specific examples, Webster said in
1814:
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- "It is the true policy of
government to suffer the different pursuits of society to take their own
course, and not to give excessive bounty or encouragement to one over
another. This also is the true spirit of the Constitution. It has not, in
my opinion, conferred on the government the power of changing the
occupation of the people of different states and sections and of forcing
them into other employments." and
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- "Where is it written in
the Constitution, in what article or section is it contained, that you may
take children from their parents, and parents from their children, and
compel them to fight the battles of any war in which the folly or the
wickedness of government may engage it?" (Rep. Daniel
Webster, Remarks to the House, Dec. 9, 1814, _Writings and Speeches of
Daniel Webster, Vol. 14, p. 61, published 1903 and Respectfully Quoted: a
Dictionary of Quotations Requested from the Congressional Research
Service, Library of Congress, 1989)
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- "I apprehend no danger to
our country from a foreign foe ... Our destruction, should it come at all,
will be from another quarter. - - - From the inattention of the people to
the concerns of their government, from their carelessness and negligence,
I must confess that I do apprehend some danger. I fear that they may place
too implicit a confidence in their public servants, and fail properly to
scrutinize their conduct; that in this way they may be made the dupes of
designing men, and become the instruments of their own undoing. Make them
intelligent, and they will be vigilant; give them the means of detecting
the wrong, and they will apply the remedy." (Daniel Webster, June 1,
1837; Works 1:403)
- "If the states were not left
to leave the Union when their rights were interfered with, the government
would have been National, but the (Constitutional) Convention refused to
baptize it by the name .... If the Union was formed by the accession of
States then the Union may be dissolved by the secession of States."
(Daniel Webster, U.S. Senate, Feb.
15, 1833)
"The Union is a Union of
States founded upon Compact. How is it to be supposed that when different
parties enter into a compact for certain purposes either can disregard one
provision of it and expect others to observe the rest? If the Northern
States willfully and deliberately refuse to carry out their part of the
Constitution, the South would be no longer bound to keep the compact. A
bargain broken on one side is broken on all sides." (Daniel
Webster, Capon Springs Speech, 1851)
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- Samuel Adams, a founding father
also with New England roots has been quoted as saying:
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- "Constitution be never
construed to authorize Congress to infringe the just liberty of the press,
or the rights of conscience; or to prevent the
people of the United States, who are peaceable citizens, from keeping their
own arms; or to raise standing armies, unless necessary for the defense of
the United States, or of some one or more of them; or to prevent the people
from petitioning, in a peaceable and orderly manner, the federal
legislature, for a redress
of grievances; or to subject the people to unreasonable searches and
seizures of their persons, papers
or possessions.
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first proposition is, 'that it be explicitly declared, that all powers
not expressly delegated to Congress are reserved to the several States,
to be by them exercised.' This appears, to my mind, to be a summary of a
bill of rights, which gentlemen are anxious to obtain. It removes a
doubt which many have entertained respecting the matter, and gives
assurance that, if any
law made by the Federal Government shall be extended beyond the power
granted by the proposed
Constitution and inconsistent with the Constitution of this State, it
will be an error, and adjudged by the courts of law to be void. It is
consonant with the second article in the present Confederation, that
each state retains its Sovereignty, freedom, and independence, and every
power, jurisdiction, and right, which is not; by this Confederation,
expressly delegated to the United States in Congress assembled. I have
long considered the watchfulness of the people over the conduct of their
rulers the strongest guard against the encroachments of power; and I
hope the people of this country will always be thus watchful."
(Elliot's Debates, vol. ii, pp. 130, 131.)
- Finally a few quotes from delegates to the Constitutional Convention (Commentaries
on the Constitution, Volt III, p 287):
- "The attributes of sovereignty
are now enjoyed by every State in the Union"-Alexander Hamilton of
New York
- "The thirteen States are thirteen
Sovereignties" James Wilson of Pennsylvania
- "Each state enjoys sovereign
power"-Gouverneur Morris of New York
- "The Government made by a
number of Sovereign States"-Roger Sherman of Connecticut
- "The thirteen states are thirteen
sovereign bodies"-Oliver Ellsworth-of Connecticut
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Unit References and Resources:
Information for this unit was found in the
sources listed below. For those who would like additional detailed
information please review these works.
"The Story of the Confederate
States" by Joseph T. Derry, Part 1, Chapter 3.
"The Lost Cause: The Standard Southern History of the War of the Confederates"
by Edward A. Pollard, Chapter 1 and 2.
"The South was Right" by
James R. Kennedy & Walter D. Kennedy, Chapter 8.
"The Story of the
Confederate
States" by Joseph T. Derry, Part 1, Chapter 3.
"Truths of History" by Mildred
Lewis Rutherford, Chapter 1.
"The South Under Siege 1830-2000: A History of the
Relations Between the North and the South" by Frank Conner, Chapter 3
"Respectfully Quoted: a
Dictionary of Quotations Requested from the Congressional Research
Service," Library of Congress
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Part 1 Questions:
In short essay format support an opinion for these
questions:
1.What were some similarities between the American Revolutionary War and
the War for Southern Independence?
2. Were the Articles of Confederation a success for failure?
3. Why was a Constitutional Convention called?
4. Explain the different functions and results of the two Continental
Congresses.
5. Pick one fact that you learned from Part I and explain its significance
in your understanding of American History.
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- © 2007 John K. McNeill SCV Camp #674, Moultrie, GA
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